Compliance Manager

Compliance Manager (Internal Auditor) - A leading NBFC company - Chennai

Job Summary:  A leading NBFC company is keen to hire a Semi qualified CA/CS or Qualified CS for the Compliance Management role with designation Assistant Manager / Manager who will lead and enhance the internal audit and compliance framework by conducting risk-based audits, assessing control effectiveness, and pinpointing process gaps. Collaborate with internal teams and auditors to ensure timely resolution of audit findings.

About the company: A leading NBFC company, born from a multi-entity merger manages over ₹2.6 lakh crore in assets while serving rural and semi-urban customers. It employs a community-scale workforce nearing 80,000 and has gained repeated recognition as a top workplace in its sector.

Location: Chennai, Tamil Nadu

Designation: Assistant Manager/Manager

Roles & Responsibilties

• Assist in conducting process reviews and identifying gaps in risk and compliance controls
• Monitor and interpret relevant RBI regulations, circulars, and guidelines for applicability
• Support the preparation and maintenance of compliance-related documentation and internal policies
• Collaborate with internal departments to ensure understanding and implementation of regulatory requirements
• Conduct risk‑based internal audits to evaluate control effectiveness and risk exposure across functions
• Track and follow up on remediation actions to ensure audit issues are resolved promptly
• Coordinate with auditors during internal and regulatory audits

Requirement

• General understanding of process review, risk and compliance requirements in finance company
• Quick learner with a proactive approach to regulatory changes
• Understanding of RBI regulations for NBFC or banking Industry could be an add on
• Hands-on with compliance monitoring tools and Excel-based reporting
• Must have good communication skills (verbal and written)
• Must have strong knowledge of MS Excel and MS Office

Education : CA-Inter or CS/CS-Inter

Experience: 3+ years of experience post qualification

Working days: Mon-Fri (Alternate Saturdays working)

Contact Details: For more details on this vacancy, contact Ayush at hire@hiregenie.in. 

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